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 direct preference optimization


DDO-RM for LLM Preference Optimization: A Minimal Held-Out Benchmark against DPO

Zhang, Tiantian, Zuo, Jierui, Wang, Wenping

arXiv.org Machine Learning

This paper reorganizes the current manuscript around the DPO versus DDO-RM preference-optimization project and focuses on two parts: the algorithmic view and the preliminary held-out benchmark. The benchmark asks a narrow question: even in a minimal pairwise chosen-versus-rejected setting, can a reward-guided decision-distribution update outperform a direct pairwise objective? We compare Direct Preference Optimization (DPO) against DDO-RM on EleutherAI/pythia-410m using HuggingFaceH4/ultrafeedback\_binarized, evaluate on the held-out test\_prefs split, and report results for seeds 42, 13, and 3407. Algorithmically, DDO-RM treats each prompt as a finite decision problem over candidate responses. Instead of optimizing only a binary chosen-rejected relation, it forms a policy distribution over candidates, centers reward-model scores under that distribution, and distills a reward-guided target distribution back into the policy. In the current public benchmark, DDO-RM improves mean pair accuracy from 0.5238 to 0.5602, AUC from 0.5315 to 0.5382, and mean margin from 0.1377 to 0.5353 relative to DPO. These are encouraging but still preliminary results: the study covers one model family, one dataset, one held-out evaluation split, and three seeds.


\beta -DPO: Direct Preference Optimization with Dynamic \beta

Neural Information Processing Systems

Direct Preference Optimization (DPO) has emerged as a compelling approach for training Large Language Models (LLMs) to adhere to human preferences. However, the performance of DPO is sensitive to the fine-tuning of its trade-off parameter $\beta$, as well as to the quality of the preference data. We analyze the impact of $\beta$ and data quality on DPO, uncovering that optimal $\beta$ values vary with the informativeness of pairwise data. Addressing the limitations of static $\beta$ values, we introduce a novel framework that dynamically calibrates $\beta$ at the batch level, informed by data quality considerations. Additionally, our method incorporates $\beta$-guided data filtering to safeguard against the influence of outliers. Through empirical evaluation, we demonstrate that our dynamic $\beta$ adjustment technique significantly improves DPO's performance across a range of models and datasets, offering a more robust and adaptable training paradigm for aligning LLMs with human feedback.


Would I Lie To You? Inference Time Alignment of Language Models using Direct Preference Heads

Neural Information Processing Systems

Pre-trained Language Models (LMs) exhibit strong zero-shot and in-context learning capabilities; however, their behaviors are often difficult to control. By utilizing Reinforcement Learning from Human Feedback (RLHF), it is possible to fine-tune unsupervised LMs to follow instructions and produce outputs that reflect human preferences. Despite its benefits, RLHF has been shown to potentially harm a language model's reasoning capabilities and introduce artifacts such as hallucinations where the model may fabricate facts. To address this issue we introduce Direct Preference Heads (DPH), a fine-tuning framework that enables LMs to learn human preference signals through an auxiliary reward head without directly affecting the output distribution of the language modeling head. We perform a theoretical analysis of our objective function and find strong ties to Conservative Direct Preference Optimization (cDPO). Finally we evaluate our models on GLUE, RACE, and the GPT4All evaluation suite and demonstrate that our method produces models which achieve higher scores than those fine-tuned with Supervised Fine-Tuning (SFT) or Direct Preference Optimization (DPO) alone.


Direct Preference Optimization: Your Language Model is Secretly a Reward Model

Neural Information Processing Systems

While large-scale unsupervised language models (LMs) learn broad world knowledge and some reasoning skills, achieving precise control of their behavior is difficult due to the completely unsupervised nature of their training. Existing methods for gaining such steerability collect human labels of the relative quality of model generations and fine-tune the unsupervised LM to align with these preferences, often with reinforcement learning from human feedback (RLHF). However, RLHF is a complex and often unstable procedure, first fitting a reward model that reflects the human preferences, and then fine-tuning the large unsupervised LM using reinforcement learning to maximize this estimated reward without drifting too far from the original model. In this paper, we leverage a mapping between reward functions and optimal policies to show that this constrained reward maximization problem can be optimized exactly with a single stage of policy training, essentially solving a classification problem on the human preference data. The resulting algorithm, which we call Direct Preference Optimization (DPO), is stable, performant, and computationally lightweight, eliminating the need for fitting a reward model, sampling from the LM during fine-tuning, or performing significant hyperparameter tuning. Our experiments show that DPO can fine-tune LMs to align with human preferences as well as or better than existing methods. Notably, fine-tuning with DPO exceeds RLHF's ability to control sentiment of generations and improves response quality in summarization and single-turn dialogue while being substantially simpler to implement and train.


On Softmax Direct Preference Optimization for Recommendation

Neural Information Processing Systems

Recommender systems aim to predict personalized rankings based on user preference data. With the rise of Language Models (LMs), LM-based recommenders have been widely explored due to their extensive world knowledge and powerful reasoning abilities. Most of the LM-based recommenders convert historical interactions into language prompts, pairing with a positive item as the target response and fine-tuning LM with a language modeling loss. However, the current objective fails to fully leverage preference data and is not optimized for personalized ranking tasks, which hinders the performance of LM-based recommenders. Inspired by the current advancement of Direct Preference Optimization (DPO) in human preference alignment and the success of softmax loss in recommendations, we propose Softmax-DPO (\textbf{S-DPO}) to instill ranking information into the LM to help LM-based recommenders distinguish preferred items from negatives, rather than solely focusing on positives. Specifically, we incorporate multiple negatives in user preference data and devise an alternative version of DPO loss tailored for LM-based recommenders, which is extended from the traditional full-ranking Plackett-Luce (PL) model to partial rankings and connected to softmax sampling strategies. Theoretically, we bridge S-DPO with the softmax loss over negative sampling and find that it has an inherent benefit of mining hard negatives, which assures its exceptional capabilities in recommendation tasks. Empirically, extensive experiments conducted on three real-world datasets demonstrate the superiority of S-DPO to effectively model user preference and further boost recommendation performance while providing better rewards for preferred items.


Intelligently Weighting Multiple Reference Models for Direct Preference Optimization of LLMs

Wu, Skyler, Echarghaoui, Aymen

arXiv.org Machine Learning

Fine-tuning is integral for aligning large language models (LLMs) with human preferences. Multiple-Reference Preference Optimization (MRPO) builds on Direct Preference Optimization (DPO) by fine-tuning LLMs on preference datasets while regularizing the policy towards a mixture of reference models to leverage their collective desirable properties. However, current methods for setting the reference weights are ad-hoc and statistically unsound, leading to unreliable performance. To address this, we introduce four new weighting strategies: two offline methods that leverage held-out validation signal; one online method that uses a sliding-window estimator to reduce overfitting; and an online method that treats reference weighting as a $K$-armed bandit via Thompson Sampling. Experiments using Qwen2.5-0.5B as the policy model and seven reference models from the Llama, Mistral, Qwen, Yi, and Phi families (0.5B-14B each) show that all 4 of our strategies outperform the current MRPO weighting methods on UltraFeedback and SafeRLHF in preference accuracy. More thought-provokingly, however, we find that single-reference DPO, using any of 6 out of 7 references, consistently outperforms all tested multiple-reference approaches -- calling into question the practical appeal of multiple-reference approaches.


Mortgage Language Model: Domain-Adaptive Pretraining with Residual Instruction, Alignment Tuning, and Task-Specific Routing

Jain, Manish, Ponnambalam, Satheesh Kumar, Faroz, Salman, Lns, Chandrakanth, Sharma, Vinay

arXiv.org Artificial Intelligence

Large Language Models (LLMs) demonstrate exceptional capabilities across general domains, yet their application to specialized sectors such as mortgage finance requires domain-specific knowledge augmentation while preserving instruction-following fidelity. We present MortgageLLM, a novel domain-specific large language model that addresses this dual challenge. It is developed using a dual-track specialization framework from a single base model (LLaMA-3.1-8B). We opted for this dual-expert approach as a single multi-task model suffers from performance trade-offs, where optimizing for structured tasks (via SFT) degrades conversational fidelity (via DPO). Our dual-track method solves this by creating two specialists, allowing each to be optimally trained for its distinct capability. Our approach applies the instruction residual technique to restore instruction-following capabilities post-domain adaptation without supervised fine-tuning. We contribute: (1) application of this residual technique to the highly specialized mortgage finance domain; (2) a dual-expert architecture combining a conversational Q&A model and a structured task model for classification and summarization; and (3) an intelligent task routing mechanism using few-shot classification performed by one of the expert models itself. We validate our approach on domain-specific benchmarks, where our final model (MLM v2) significantly outperforms the base LLaMA-3.1-8B-Instruct, achieving an LLM-as-a-Judge summarization score of 4.58 (vs. 3.99), a Q&A score of 4.09 (vs. 4.0), and a classification score of 2.6 (vs. 1.2). On semantic similarity, our model achieved a BERTScore of 0.77 for summarization (vs. 0.74), 0.68 for Q&A (vs. 0.58), and 0.75 for classification (vs. 0.73), substantially outperforming baseline approaches.


Empathy by Design: Aligning Large Language Models for Healthcare Dialogue

Umucu, Emre, Solis, Guillermina, Garza, Leon, Rivas, Emilia, Lee, Beatrice, Kotal, Anantaa, Piplai, Aritran

arXiv.org Artificial Intelligence

Abstract--General-purpose large language models (LLMs) have demonstrated remarkable generative and reasoning capabilities but remain limited in healthcare and caregiving applications due to two key deficiencies: factual unreliability and a lack of empathetic communication. These shortcomings pose significant risks in sensitive contexts where users, particularly nonprofessionals and caregivers, seek medically relevant guidance or emotional reassurance. T o address these challenges, we introduce a Direct Preference Optimization (DPO)-based alignment framework designed to improve factual correctness, semantic coherence, and human-centric qualities such as empathy, politeness, and simplicity in caregiver-patient dialogues. Our approach fine-tunes domain-adapted Large Language Models (LLMs) using pairwise preference data, where preferred responses reflect supportive and accessible communication styles while rejected ones represent prescriptive or overly technical tones. Empirical evaluations across multiple open and proprietary LLMs show that our DPO-tuned models achieve higher semantic alignment, improved factual accuracy, and stronger human-centric evaluation scores compared to baseline and commercial alternatives such as Google's medical dialogue systems. These improvements demonstrate that preference-based alignment offers a scalable and transparent pathway toward developing trustworthy, empathetic, and clinically informed AI assistants for caregiver and healthcare communication. Caring for individuals with chronic or neuro-degenerative conditions such as Alzheimer's disease and dementia requires not only clinical coordination but also constant emotional resilience. Family caregivers and care partners often become the primary interpreters of medical information, navigating complex treatment decisions, behavioral changes, and communication challenges on a daily basis. LLMs have rapidly become integrated into everyday life. They can explain complex ideas in plain language, adjust to a user's tone, and offer a sense of understanding that static websites cannot. For caregivers seeking clear, kind, and quick answers, these systems can feel like an always-available companion in moments of doubt or stress.


Towards Continuous Intelligence Growth: Self-Training, Continual Learning, and Dual-Scale Memory in SuperIntelliAgent

Lin, Jianzhe, Pan, Zeyu, Zhu, Yun, Song, Ruiqi, Yang, Jining

arXiv.org Artificial Intelligence

W e introduce SuperIntelliAgent, an agentic learning framework that couples a trainable small diffusion model (the learner) with a frozen large language model (the verifier), enabling continual intelligence growth through self-supervised interaction. Unlike conventional supervised fine-tuning with annotated data, SuperIntelliAgent learns autonomously in an annotation-free manner: the learner generates candidate outputs, the verifier evaluates them via step-by-step reasoning, and the learner-verifier interaction loop produces chosen/rejected pairs for Direct Preference Optimization (DPO), transforming every input into a pseudo-training signal for continual self-improvement. The framework integrates a dual-scale memory mechanism--short-term, in-context memory that preserves reasoning traces across iterative refinement cycles, and long-term memory that consolidates acquired knowledge into model parameters through on-the-fly fine-tuning. T o enhance optimization, a replay buffer selectively retains samples showing verifiable progress from failed to satisfied conditions and replays them as auxiliary supervision, reinforcing recent learning while bootstrapping adaptive curricula that accelerate intelligence acquisition. Designed to be infrastructure-agnostic, SuperIntelliAgent can be seamlessly integrated into existing agentic frameworks (e.g., autogen, semantic kernel, etc.), while simultaneously transforming ordinary inference cycles into lifelong optimization. W e posit that agentic pairing constitutes the minimal reliable unit of growing intelligence, as paired feedback, augmented with partial-history replay, yields richer learning curricula, tighter preference alignment, and stronger generalization. With extremely few DPO pairs generated automatically by SuperIntelliAgent and used for lightweight fine-tuning, the learner performance improves across all benchmarks.


TinyLLM: Evaluation and Optimization of Small Language Models for Agentic Tasks on Edge Devices

Haque, Mohd Ariful, Rahman, Fahad, Gupta, Kishor Datta, Shujaee, Khalil, George, Roy

arXiv.org Artificial Intelligence

This paper investigates the effectiveness of small language models (SLMs) for agentic tasks (function/tool/API calling) with a focus on running agents on edge devices without reliance on cloud infrastructure. We evaluate SLMs using the Berkeley Function Calling Leaderboard (BFCL) framework and describe parameter-driven optimization strategies that include supervised fine-tuning (SFT), parameter-efficient fine-tuning (PEFT), reinforcement learning (RL)-based optimization, preference alignment via Direct Preference Optimization (DPO), and hybrid methods. We report results for models including TinyAgent, TinyLlama, Qwen, and xLAM across BFCL categories (simple, multiple, parallel, parallel-multiple, and relevance detection), both in live and non-live settings, and in multi-turn evaluations. We additionally detail a DPO training pipeline constructed from AgentBank data (e.g., ALFRED), including our conversion of SFT data to chosen-rejected pairs using TinyLlama responses as rejected outputs and manual validation. Our results demonstrate clear accuracy differences across model scales where medium-sized models (1-3B parameters) significantly outperform ultra-compact models (<1B parameters), achieving up to 65.74% overall accuracy, and 55.62% multi-turn accuracy with hybrid optimization. This study highlights the importance of hybrid optimization strategies that enable small language models to deliver accurate, efficient, and stable agentic AI on edge devices, making privacy-preserving, low-latency autonomous agents practical beyond the cloud.